R01 Financial Services Regulation and Ethics - Module 4 - 2024/25

Content
4 modules

Instructor
Learner Experience

Description

In week 4 we will cover the following;

Apply the principles and rules as set out in the regulatory framework (4 standard / 5 multiple response questions)

Apply the regulatory advice framework in practice for the consumer (5 standard / 8 multiple response questions)

Objectives

By the end of week 4, you will 

Apply the principles and rules as set out in the regulatory framework (4 standard / 5 multiple response questions)

Apply the regulatory advice framework in practice for the consumer (5 standard / 8 multiple response questions)

Certificate

By completing/passing this course, you will attain the certificate R0 Accredited CPD certificate 2021

Learning credits

Core CPD
10.0
1.
R01 Module 4 - Study Guide
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2.
Learning Videos
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3.
Complaints Procedures
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4.
R01 Module 4 - End of module test
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